The Team |

Monique L. Tardif

Monique L. Tardif
Compliance/IT Manager

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Professional Experience

Monique L. Tardif joined Connecticut Wealth Management in 2010 as the firm’s Compliance and Information Technology Manager. She has over 20 years of experience in the financial industry.

In her role as Compliance Manager she is responsible for guiding Connecticut Wealth Management’s regulatory compliance efforts, including risk management, and establishing policies and procedures for regulatory developments set forth by the U.S. Securities and Exchange Commission (SEC) and FINRA.  Monique oversees the company’s regulatory compliance program ensuring that Connecticut Wealth Management, LLC and it’s employees meet or exceed compliance, ethics, and integrity standards with respect to all applicable laws and regulation requirements.

In her role as Information Technology Manager, Monique brings her technical skills and management capabilities to oversee all aspects of information technology for Connecticut Wealth Management, LLC.  She is responsible for ensuring the firm’s information security, privacy and disaster recovery.  She is accountable for internally and externally managed and hosted application and infrastructure for the firm.  She is focused on innovation while increasing firm efficiency through technology modernization and business process improvements.  Monique is responsible for the strategy and planning of all internal technology components including maintenance and support of all hardware/software infrastructure and applications to support Connecticut Wealth Management, LLC.  In addition, Monique offers to clients’ assistance with their technology questions and gadgets.

Education

Monique L. Tardif graduated from Regis University with a Bachelor’s of Science degree in Business with a concentration in Management.   She holds the Series 7 and Series 66 securities registrations through LPL Financial and is a Connecticut Notary.

Affiliations & Community Involvement

Monique is a member of the American Business Women’s Association and the International Network of Women in Technology.  She is the communications director for Liberty Baptist Church Teen Group where she maintains the website and the social media marketing for the Teen Group.

Monique is a member of the Wolcott PTO and also volunteers for the Wolcott Police Explorers program.  She resides in Wolcott with her husband, Russ, and their two daughters.

 

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